Greg Reymann is the firm’s Chief Compliance Officer and has over 25 years’ experience in the financial services industry, serving in executive risk management and compliance roles for some of the most well-regarded financial services companies in the country. Greg has held Chief Compliance Officer, Chief Risk Officer, and Assistance General Counsel roles for large organizations, advising his client on a wide range of compliance and regulatory issues. Greg has developed and implemented compliance programs for investment advisers, broker-dealers, hedge funds and mutual funds, has overseen regulatory filings, managed legal issues, and handled regulatory inquiries and investigations from the SEC, FINRA, and state regulatory authorities. Greg also has extensive experience guiding clients through regulatory findings, including Form ADV, Form BD, Form N-1A, and other related filings.
In addition to his Juris Doctor, Greg has earned two Masters of Laws (Taxation and Estate Planning) and has previously held Series 6, 7, 24, and 26 registrations. Greg’s Legal and Industry experience combined to give him a comprehensive perspective on the legal and compliance challenges faced daily by regulated entities and their associated person and a unique combination of experience to address them.
Greg resides in Tampa, Florida with his wife and is legal counsel to his family’s foundation, The Reymann Foundation, which supports the those with developmental disabilities.