Privacy Policy

The following describes our Privacy Policy. Please take a moment to review it and feel free to contact us with any questions.

Download full Privacy Policy
LPL's Privacy Policy (PDF) UPDATED 10/26/11

How do we protect the confidentiality and security of your non-public personal information?

Keeping your information secure is one of our most important responsibilities. We restrict access to non-public personal information about you to those employees and agents who need to know that information in order to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your non-public personal information.

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Thank you for the trust you have placed in us. We look forward to working very hard to continue to earn your trust. What types of non-public personal information do we collect about you In the course of providing service to you, we collect non-public personal information about you from the following sources:

1. Information from you on account applications and other standard forms (for example; name, address, social security number, assets, types and amounts of investments, transactions, and income);

2. Information about your LPL transactions, our affiliates or others including those companies that work closely with us to provide you with diverse financial products and services (for example; your account balance, payment history, parties to transactions, types and amounts of investments, transactions, and credit card usage);

3. Information we receive from consumer reporting agencies (for example; your credit worthiness and credit history);

4. Information obtained when verifying the information you provide on applications or other forms (this may be obtained from your current or past employers, or from other institutions where you conduct financial transactions).