Disclosures

Legacy Wealth Management is committed to supplying clients with the information they need to make informed investment decisions.

On this page you will find important information that you may wish to consider when making investments with your LPL Financial Advisor.

 

The information on this page will be updated from time to time.

- LPL's Privacy Policy (PDF) UPDATED 10/26/11

- Business Continuation Summary Plan (PDF) UPDATED 10/26/11

 

SIPC Coverage Linsco/Private Ledger’s (LPL Financial Services) network of more than 5,000 independent investment professionals provides financial services, products and objective advice to individuals nationwide. LPL has the highest annual revenues and one of the strongest excess net capital rankings of any independent broker/dealer*. LPL is a member firm of the Securities Investor Protection Corporation (SIPC).LPL’s SIPC membership provides account protection up to a maximum of $500,000 per customer, of which $100,000 may be in cash.

 

Visit www.sipc.org for an explanatory brochure. Additionally, through Lloyds of London, LPL accounts have additional securities coverage of $99.5 million per customer, subject to a $500 million aggregate firm limit. Please contact us to receive a copy of Frequently Asked Questions Regarding Excess SIPC Insurance for further information.The account protection applies when a SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.

This extensive coverage reflects a strong commitment to serving your investment needs.